Raghunandan Money – Investment Khushiyon Ka.

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  • Compliance Executive29 September 2018

    Compliances of various Exchanges like MCX/NCDEX/NSE/BSE/MCX-SX. Handling Inspection of Exchanges and submitting required details, if any. Limits setting of clients/branches/Compliance Officer Certificate. To handle banking facilities related work like renewal/creation of Bank guarantee, FD etc. KRA:- Accepting & Checking demat a/c opening form and trading account opening form. Maintain proper sequence and control of MIS. Should be able to work within deadlines. Verifying the various documents of clients. Making follow-up with clients. Handling KYC, DP, Payin, Payout works. Briefing clients

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