Policies and Compliances
Review our policies and compliance framework covering regulatory standards, disclosures, governance practices, and risk management.
Policies and Compliances
Found 42 results
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How Safe Are Funds and Securities with a Stockbroker?
Introduction The security of funds and holdings entrusted to a stockbroker is a primary concern for every investor. Regulatory frameworks...
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Why is Buying Restricted for GSM Stage 2 and Above Stocks?
Introduction Stocks in GSM Stage 2 or higher are subject to strict regulatory measures to safeguard market integrity and reduce...
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What Does GSM Mean?
Introduction The Graded Surveillance Measure (GSM) is a regulatory framework introduced by the Securities and Exchange Board of India (SEBI)...
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What Are Surveillance Measures and the Risks Associated with Them?
What Are Surveillance Measures and the Risks Associated with Them? Surveillance measures are regulatory actions introduced by SEBI and stock...
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What are Trade-to-Trade (T2T) Stocks?
What are Trade-to-Trade (T2T) Stocks? Trade-to-Trade (T2T) is a special segment introduced by stock exchanges to monitor and regulate highly...
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Understanding Additional Surveillance Measures (ASM)
What is ASM? Additional Surveillance Measures (ASM) is a regulatory framework introduced by the Securities and Exchange Board of India...
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How to Generate a TPIN
Introduction A TPIN (Transaction Personal Identification Number) is a six-digit code that strengthens the security of your Demat account. It...
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How To Transfer Shares From One Demat Account to Another?
Opening a Demat account is straightforward; however, transferring shares from one Demat account to another can pose challenges. With the...
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Is RMoney Demat Account Safe?
Yes! Opening a Demat Account with RMoney is absolutely safe as RMoney is a SEBI Registered broker. It was incorporated...
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Is RMoney SEBI Registered
RMoney: A Trusted SEBI-Registered Financial Service Provider RMoney is a SEBI-registered and regulated financial service provider, committed to maintaining trust,...
Filing Complaints on SCORES (SEBI) – Easy & Quick
- Register on SCORES Portal (SEBI)
- Mandatory details for filing complaints on SCORES:
- Name, PAN, Address, Mobile Number, E-mail ID
- Benefits:
- Effective Communication
- Speedy redressal of the grieva`nces

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