Policies and Compliances
Review our policies and compliance framework covering regulatory standards, disclosures, governance practices, and risk management.
Policies and Compliances
Found 42 results
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Understanding F&O Trading Restrictions: Why Some Contracts Are Banned from Trading
Futures and Options (F&O) play a crucial role in the Indian derivatives market, enabling traders to hedge risk, speculate, and...
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SEBI Realigns Expiry Days: What Traders and Investors Need to Know
The Securities and Exchange Board of India (SEBI) has announced a major restructuring of the equity derivatives expiry framework. Effective...
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Why Margin Benefit Disappears in Hedged F&O Trades- and How to Prevent It?
Hedging is a powerful strategy in derivatives trading, allowing traders to manage risk and reduce the capital required through margin...
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Why Was My Limit Order Executed at the Market Price Instead of the Specified Limit Price?
A limit order is one of the most widely used order types in trading. It gives traders control over the...
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Understanding Adhoc Margins in Trading: Key Insights for Traders
Adhoc margins are additional margin requirements imposed by exchanges beyond the standard Value at Risk (VaR) and Extreme Loss Margin...
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What is Short Delivery and Auction Settlement in the Stock Market?
In the Indian stock market, every trade follows a settlement cycle where funds and securities must be delivered by the...
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What Happens When Short Delivery Cannot Be Settled Through Auction?
When a short delivery of shares occurs and the exchange is unable to locate fresh sellers in the auction market,...
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Why Should Clients Maintain Funds to Cover Margin Shortfalls?
When a trader’s account shows a margin shortfall, it means there aren’t enough funds to support the open positions. If...
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Removal of Calendar Spread Margin Benefit on Expiry Day
Effective Date: February 10, 2025 The Securities and Exchange Board of India (SEBI) has introduced a crucial regulatory change impacting...
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Why is My Demat Account Frozen?
A Demat account can be frozen due to various regulatory, compliance, or legal reasons. When frozen, it restricts the account...
Filing Complaints on SCORES (SEBI) – Easy & Quick
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- Benefits:
- Effective Communication
- Speedy redressal of the grieva`nces

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