Raghunandan Money – Investment Khushiyon Ka.
Compliance Executive

Compliance Executive

Designation : Compliance Executive
Job Code : A-03
No. of Openings : 1
Job Qualification : Any Graduate/Post Graduate
Job Experience : 1 - 2 Year
Job Location : Agra
Job Type : Full time
CTC : 2.4 Lacs - 3.0 Lacs
Job Description : Compliances of various Exchanges like MCX/NCDEX/NSE/BSE/MCX-SX. Handling Inspection of Exchanges and submitting required details, if any. Limits setting of clients/branches/Compliance Officer Certificate. To handle banking facilities related work like renewal/creation of Bank guarantee, FD etc. KRA:-
  1. Accepting & Checking demat a/c opening form and trading account opening form.
  2. Maintain proper sequence and control of MIS.
  3. Should be able to work within deadlines.
  4. Verifying the various documents of clients.
  5. Making follow-up with clients.
  6. Handling KYC, DP, Payin, Payout works.
  7. Briefing clients about the documents required.
Proficiency in Microsoft Office (MS Word, Excel-V Look Up/H Look Up/Pivot Table/formulas/excel shortcut keys/Macros etc.
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