Raghunandan Money – Investment Khushiyon Ka.
Sr. Manager Compliance , Legal and DP operations

Sr. Manager Compliance , Legal and DP operations

Designation : Sr. Manager Compliance , Legal and DP operations
Job Code :
No. of Openings :
Job Qualification : Any Graduate/Post Graduate
Job Experience : 8 Years & Above
Job Location : Agra
Job Type : Full time
CTC : 8 Lacs - 10 Lacs/Negotiable
Job Description : Roles & Responsibilities
  • A key operations team member who would take the care of Dp operations , Compliance and legal matters
  • Managing a team of 3-4 persons comprising Dp operations , Compliance & legal team
  • Manage day to operations relating to Dp operations , Compliance & legal team
  • Study the exchange compliance from time to time and implement them
  • Problem solving of issues releating to the team
  • Getting the exchange inspection conducted
  • Cordinating with the exchange officials and lawyers from time to time
Qualifications / Educational level & Skills:
  • Graduate and NCFM qualified
  • CS would be preferred
  • Deep knowledge of Compliance ; DP operations & legal issues relating to stock broking
  • 10 years of experience in stock broking operation managing dp , compliance and legal issues
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